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Rule

Rule 014: Rules Respecting the Public Disclosure of Market Surveillance Administrator Records in a Hearing or Other Proceeding

Issue date

January 2, 2008

​Description

​Rule 014 sets out requirements for proceedings initiated by the Market Surveillance Administrator. The rule addresses the public disclosure of records, notice, and the process for confidentiality requests, in these cases. The rule also applies to the filing of negotiated settlements by the Market Surveillance Administrator.