Skip Ribbon Commands
Skip to main content
 
Rule

Rule 019: Specified Penalties for Contravention of ISO Rules

Issue date

Effective December 7, 2015

​Description

​Rule 019 sets out the ISO rules for which  the Market Surveillance Administrator may issue a notice of specified penalty to a market participant who has contravened the listed ISO rules. The rule includes a table specifying the applicable penalty based on the nature of the contravention and the regularity of the occurrence.

The rule requires that a public notice of the penalty and self-reporting forms are posted by the Market Surveillance Administrator on the compliance section of its website.

ConsultationsPrevious versions of this rule and related bulletins can be found on the Rule 019 consultation page.