Rule 019: Specified Penalties for Contravention of ISO Rules
December 7, 2015
Rule 019 sets out the ISO rules for which the Market Surveillance Administrator may issue a notice of specified penalty to a market participant who has contravened the listed ISO rules. The rule includes a table specifying the applicable penalty based on the nature of the contravention and the regularity of the occurrence.
The rule requires that a public notice of the penalty and self-reporting forms are posted by the Market Surveillance Administrator on the compliance section of its website.