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Specified Penalties for Contravention of ISO Rules
February 1, 2022
Rule 019 sets out the ISO rules for which the Market Surveillance Administrator may issue a notice of specified penalty to a market participant who has contravened the listed ISO rules. The rule includes a table specifying the applicable penalty based on the nature of the contravention and the regularity of the occurrence.
The rule requires that a public notice of the penalty and self-reporting forms are posted by the Market Surveillance Administrator on the compliance section of its website.
Previous versions of this rule and related bulletins can be found in the consultations library. Sort by topic (Rule 019) and by document type to find the information you are looking for.
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